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Nicholas Smith
Wealth Manager, IMC

“Since joining Farringdon in early 2015, I have been impressed by their ethics in always putting clients first which is something I always adhered to myself. Their mantra of “Embracing Integrity and Knowledge” is something they demonstrate daily and this is an exciting company to be a part of”.


Born and educated in the UK, Nicholas began his financial services career in the UK in 1998 working for Royal and Sun Alliance in his first role after university. Since then Nicholas has worked for stockbrokers TD Waterhouse and other financial companies both in the UK and in South East Asia.

He has also spent 5 years working as an investment analyst and holds the CFA UK Level 4 Certificate in Investment Management and the CII Award in Investment Planning. Nicholas has been based in South East Asia for 7 years now and consequently has a strong and well established book of clients worldwide.
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